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Bottom-Up vs Top-Down Approach

The terms “bottom-up” and “top-down” refer to the approach occupational therapists take when evaluating and treating patients.

Definitions
Bottom-Up Approach: The occupational therapist evaluates the foundational components of function and develops the treatment plan based on deficits in these components.
Top-Down Approach: The occupational therapist evaluates the patient’s functional status in relation to his or her daily occupations and develops the treatment plan based on the patient’s ability to participate in those occupations.

Comparison: Bottom-Up Approach vs Top-Down Approach
This chart will focus on the definitions and differences between these two approaches.

Bottom-Up Approach Top-Down Approach
Therapeutic Method Restorative Compensatory
Desired Outcome To acquire or restore the skills necessary to participate in occupation. To maximize existing skills and adapt activities to allow independence in occupation.
Focus Focuses on the cause of deficits in foundational skills. The evaluation and treatment plan is designed to address deficits in foundational skills, allowing for increased performance during daily activities. Focuses on the skills necessary to participate in daily activities. The evaluation and treatment plan is designed to address participation in activity, including adaptations required to allow participation.
Approach to Intervention Addresses the cause of the problem. Treatment goals address the level of impairment and aim to improve functional skills. Addresses functional performance. Treatment goals address participation in functional activity at the existing level of disability.
Frames of Reference Examples -Biomechanical
-Neurodevelopmental Treatment (NDT)
-Sensory Integration
-Brunnstrom Movement Therapy
-Proprioceptive Neuromuscular Facilitation (PNF)
-Allen Cognitive Levels
-Canadian Model of Occupational Performance
-Model of Human Occupation (MOHO)
-Occupational Adaptation
Advantages -Easy to apply to all patients, even those who cannot communicate or make decisions for themselves.
-Fits in well with the biomedical approach used in most hospitals and clinics.
-Easy to collect and track data for outcomes analysis.
-Allows for time sensitive intervention (i.e. prompt treatment of burns, splinting after tendon graft).
-Consistent with the principles on which occupational therapy was founded as a profession.
-Allows for a holistic approach.
-Allows for intervention with patients who display occupational limitations but not necessarily the medical diagnoses that might underlie limitations (i.e. school based therapy).
Disadvantages Utilizes frames of references and theories from other professions.
-Objective is to improve function, not necessarily to attain independence during occupation.
-Assessments used are not always objective.
-Models are not always readily applicable to treatment settings. (Lots of theory, not a lot of treatment examples or practical treatment tools.)

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Bottom-Up Approach

Examples – Bottom-Up Approach

Evaluations Treatment Techniques Photo
Goniometer measurements

Dynamometer and pinch meter measurements

Manual muscle test

Nine-hole peg test

Purdue Pegboard test

Ocular motor tests

Motor-Free Visual Perception Test

Peabody Developmental Motor Scales

Sensory Profile

Passive range of motion techniques
-passive stretching
-splinting
-positioning
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Active range of motion activities
-reaching for cones
-dowel exercises
-range of motion arc
..
Strengthening exercises
-wrist weights
-pulleys
-Theraputty
-clothespins
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Fine motor activities
-pegboard designs
-lacing
-sorting small objects
.
Visual motor/perceptual activities
-video games
-parquetry
-puzzles
-word search
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Sensory integration activities
-swinging
-scooter board games
-play in balls or foam blocks
-brushing program


Summary of Bottom-Up Approach

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Top-Down Approach

Examples – Top-Down Approach

Evaluations Treatment Techniques Photo
Activities of Daily Living Checklist/Observation

Home assessment

Kohlman Evaluation of Living Skills

Independent Living Scales

School Function Assessment

Functional Capacity

Evaluation/Workplace Assessment

Instruction in adaptive techniques
-one handed dressing
-energy conservation
-joint protection
-sliding transfers
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Provision of and instruction in use of adaptive equipment
-reacher
-sock aid
-one handed can opener
-tub bench
.
Provision of and instruction in use of assistive technology
-environmental control center
-ergonomic keyboard
-speech to text typing
-talking calculator
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Adaptations to the environment
-wheelchair ramp
-grab rails
-adjustable seating at work station
-lift chair
-adjustable bed
-standing desk

Summary of Top-Down Approach